Posted 1 month ago
  • Role                             :           Compliance  
  • Remuneration             :           90K + per month  
  • Location                      :           Hong Kong

Our client, a Hong Kong based emerging Hedge Fund with SFC Type 9 license, is now looking for an Investment Compliance VP to Director to join their team.

Responsibilities of the role:

1. Managing regulatory compliance with the regulators;

2. Manage investment compliance for the firm;

 3. Perform compliance review and risk assessment to identify gaps;

4. Provide regulatory updates and compliance advice on business initiatives;

5. Liaise with regulators on handling licensing, inquiries and ongoing reporting requirements;

6. Perform compliance review and risk assessment to identify gaps and make recommendation

Requirements of the role:

1. A degree in law/accounting/finance;

2. At least 5 years of compliance experience in asset management AND Investment Compliance experience is a MUST

3. Strong understanding of the buy side market, with strong regulatory knowledge

4. Capable of managing both internal and external stakeholders

5. Good spoken and written ability in Chinese as the role requires dealing with Chinese Client

Interested candidate please email gina.hui@lmarecruitment.com

Company Reg. No.: 201131609D

Licence No.: 11C4684

EA Reg No: R2196467

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