Posted 2 months ago
  • Role                             :           Compliance Analyst   
  • Remuneration           :           up to SG$120K base per annum  + bonus   
  • Location                      :           Singapore

Our client is a Global Asset Management Firm based in Singapore and they are looking for candidates with strong foundational compliance testing experience in the financial services industry to help establish a compliance testing program for their APAC region.

Responsibilities of the role: Regional Compliance Testing (AVP- VP)- Global Asset Manager (Singapore based

  • To seek input from the Compliance Officers within the region to obtain sufficient
  • To design and conduct compliance testing to verify compliance with the regulatory requirements that are specific to the APAC region
  • understanding of each regime’s requirements, business activities and related risks
  • To provide regular updates to the compliance officers within the region on the testing status and findings
  • To coordinate with the global Testing team to ensure that the regional and global testing programs complement one another
  • To conduct testing under the global compliance testing program as required
  • Identify test areas and presenting recommendations to senior management

Requirements of the role:

  • 6 to 8 years of compliance testing experience gained from international financial institutions, with experience at global investment management firms will be a plus
  • Self-motivated, enthusiastic and strong interest in investments
  • Aptitude for technology and data analysis
  • Strong analytical, problem-solving and organisation skills
  • Creativity and ability to work under pressure independently as well as in a team environment
  • Strong written and oral communication and interpersonal skills

Company Reg. No.:201131609D

Licence No.: 11C4684

EA Reg No: R2196467

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