Posted 2 months ago
  • Client Portfolio          :           Argyle Street Management Limited  
  • Role                             :           Legal and Compliance (up to VP level)  
  • Remuneration          :           60K + per month  
  • Location                     :           Hong Kong

Our client is a growing hedge fund in Hong Kong and they are looking for candidates with 4 to 6 years of compliance or audit experience gained from audit firm or Big 4 covering asset managers. Candidates with private investments or some concepts of valuation is desirable.

Responsibilities of the role:

  • To handle ad-hoc legal and compliance matters and develop deliver compliance training and provide compliance advice to staff
  • To follow up with/draft investment or fund setup documentations and process company secretarial matters for funds and investment managers
  • To monitor compliance matters related to operations & investments and assist in

filings with SFC and equivalents in other jurisdictions

Requirements of the role:

  • 4 to 6 years of experience in Legal and Compliance in the financial industry, or experience in audit and asset management industry preferred
  • Candidates with private investments or some concepts of valuation is desirable.
  • Interested in asset management industry and eager to develop knowledge in securities and asset management related regulations
  • Ability to work independently in a fast-paced environment
  • Excellent interpersonal and communication skills
  • Fluent in English and Chinese in handling with PRC clients

Company Reg. No.: 201131609D: Licence No.: 11C4684 :  EA Reg No: R2196467

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