LMA Recruitment

Hong Kong
Posted 2 months ago

Assist in handling regulatory affairs and ensuring the due implementation of regulatory related policies and procedures of the Bank Also responsible for providing advice on various compliance related inquiries and handling compliance related issues.

I.MAIN RESPONSIBILITIES (in order of priority)

  • Assist the Head of General Compliance to supervise the team of Regulatory Affairs & Advisory
  • Formulate and maintain regulatory compliance related policies and procedures to ensure compliance with regulatory requirements
  • Provided advice on regulatory compliance related inquired or initiative
  • Assist in disseminating the latest regulatory requirements to the relevant business or operations units and follow-up with the respective units on the respective implementation plan
  • Assist in preparing and coordinating responses to regulatory inquiries
  • Assist in reporting any compliance related issues to management
  • Assist in liaising with the regulators such as the Hong Kong Monetary Authority
  • Handle other ad-hoc tasks assigned by the Head of Compliance.

Interested applicants please submit your resume to Gina.hui@lmarecruitment.com

EA Reg no: R2196467

Company Reg No.: 201131609D

Licence No.: 11C4684

Job Features

Job CategoryCompliance

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