LMA Recruitment Singapore

Posted 1 month ago
  • Role                             :           Compliance  
  • Remuneration             :           up to HK$1.4M base
  • Location                       :           Hong Kong

A leading Hong Kong based emerging Hedge Fund is now looking for a Compliance Director (preferably with Hedge Fund Compliance experience) to join their growing compliance function in Hong Kong. This is a generalist role and thanks to the small team size you will cover all compliance activities.

Responsibilities of the role:

1. Managing regulatory compliance with the regulators;

2. Manage investment compliance and day to day compliance matters of the firm;

 3. Perform compliance review and risk assessment to identify gaps;

4. Provide regulatory updates and compliance advice on business initiatives;

5. Liaise with regulators on handling licensing, inquiries and ongoing reporting requirements;

6. Perform compliance review and risk assessment to identify gaps and make recommendation

Requirements of the role:

1. A degree in law/accounting/finance;

2. 12 -15 years of compliance experience gained from established multi strategy hedge fund, asset management or inter dealer brokerage sectors who is keen to enjoy more autonomy and be instrumental in delivering an entire compliance program

3. Strong understanding of the buy side market, with strong regulatory knowledge in SFC regulatory framework

4. Capable of managing both internal and external stakeholders

5. Good spoken and written ability in Chinese as the role requires dealing with Chinese Client

Company Reg. No.: 201131609D: Licence No.: 11C4684 :  EA Reg No: R2196467

Please share resume at gina.hui@lmarecruitment.com

Thank you.

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