Posted 4 weeks ago

Our client is an international bank with a strong foothold in Asia, seeking for senior associate and associate to to join the team.

Department: Enterprise Risk

Responsibilities

· Demonstrate understanding of operational risk, control testing methodologies, and related regulatory and compliance standards.

· Achieve detailed understanding of CCAR and Risk Management (Credit, Liquidity, Market, etc) business processes through review of procedures, process maps, RCSAs, and stakeholder engagement.

· Assist in the planning of control testing approach and scoping, preparation of a testing program, and determine of the testing procedures and scripts to be used.

· Perform risk-based testing activities that independently evaluate the design and effectiveness of critical end-to-end processes and controls relevant to CCAR and non-CCAR businesses.

· Create and memorialize detailed control testing documentation and review commentary.

· Contribute to the articulation of results/conclusions/memos of control testing activities and communicate to key stakeholders.

· Assist with maintenance of various trackers regarding risk and control issues identified, as well as Internal Audit findings.

· Assist with the validation and closure of control issues as identified through testing.

· Assist with the remediation of findings issued by Internal Audit and external regulatory bodies.

Requirements

· An undergraduate or Master’s or Bachelor’s degree in Accounting, Finance, or other Business related field.

· Minimum 3 years work experience in relevant or complimentary capacities, preferably in the financial sector audit, compliance testing, or consulting.

· Exposure to control design and effectiveness testing.

· Knowledge of financial services products (commercial loans, CRE, construction loans and residential mortgages, etc.)

· Knowledge of CCAR and stress testing requirements as well as regulations related to capital planning and risk management

· Previous Compliance, Audit, Risk, Control and/or Regulatory experience a plus

· RCSA Experience

Interested candidates please email to kalyn.kong@lmarecruitment.com.

Kalyn Kong (EA Reg no: R1110919)

Company Reg No.: 201131609D, Licence No.: 11C4684

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