Posted 1 month ago
- Client Portfolio : IQEQ
- Role : Associate/Senior Associate, Regulatory Compliance
- Remuneration : up to SG$60K/annum + base
- Location : Singapore
Our Regulatory Compliance Advisory team services regulated financial institutions, the majority of whom are Capital Market Services Licence holders for fund management activities.
Job description:
Reporting to the team lead, you will take responsibility in fulfilling our clients’ needs on full spectrum of regulatory compliance advisory work – from licensing, set up of initial compliance function to ongoing compliance monitoring, amongst other:
- Manage the overall process throughout a client’s journey for their MAS licence application
- Set up the compliance function for clients who have successfully applied for MAS licence, including design of compliance manual and monitoring program tailored to the client’s business circumstances
- Advise clients on ongoing regulatory compliance requirements and be responsible for clients’ requests for advice and assistance on regulatory compliance related matters
- Execute ad-hoc projects which affect our clients/ industry (including study of changes to tax incentives, new legal vehicles for investment vehicles, technology adoption for regulatory compliance etc.)
- Produce write-ups on regulatory updates which affects the fund management industry
Requirements:
- Broad knowledge of the Securities and Futures Act, Financial Advisers Act and MAS Notices and Guidelines for Singapore fund management companies
- At least 1 year of experience in regulatory compliance functions with consultancy firm or asset management firm
- High proficiency in spoken and written English
- Able to manage multiple stakeholders including clients, senior management, team lead and associates
Company Reg. No.: 201131609D: Licence No.: 11C4684 : EA Reg no: R1328685
Empresaria Group plc
Registered Address: Old Church House, Sandy Lane, Crawley, RH10 4HS